Financial Analysis with AIDecision-Making Process in Investment and Portfolio Management
In person10 SIDC CPE points*
Your training day
Tuesday, 8 December 2026
PLVA-0001-R004
9:00 am – 5:30 pm
7 training hours, excluding breaks
8:30 am – 9:00 am
Mr. Primus Lim
Hyatt Place Kuala Lumpur Bukit Jalil, M-1, Pusat Perdagangan Bandar, Persiaran Jalil 1, Bukit Jalil, 57000 Kuala Lumpur.
Alternative venue: Regus Aurora Place Bukit Jalil, Unit 3-03-01, Aurora Place, 1, Persiaran Jalil 1, Bandar Bukit Jalil, 57000 Kuala Lumpur.
Subject to change. PLV will confirm the final arrangements.
About this programme
Suitable for Capital Markets Services Representative’s Licence (CMSRL) holders and Employees of Registered Persons (ERPs) seeking to fulfil SIDC CPE requirements.
The Financial Analysis with AI training is designed to equip professionals with essential investment and portfolio management skills, integrating traditional financial analysis with modern AI-driven decision-making tools. As financial markets become increasingly complex, professionals must adapt to data-driven investment strategies to enhance risk assessment, portfolio optimization, and market forecasting. This course is highly relevant for industry practitioners as it aligns with global investment trends, technological advancements in finance, and regulatory expectations. AI-driven financial analysis helps improve efficiency, accuracy, and decision-making in investment strategies, benefiting portfolio managers, analysts, and financial professionals. The course also supports professional development by enhancing critical thinking, risk management, and data interpretation skills, ensuring participants remain competitive in the evolving financial landscape. By bridging fundamental investment principles with AI-enhanced analytical tools, this course provides practical, industry-relevant insights, making it a valuable learning opportunity for professionals looking to stay ahead in investment and portfolio management.
Learning objectives
Upon completion of this course, participants will be able to:
Explain investment and portfolio management concepts.
Identify key financial metrics to evaluate investment performance.
Summarize diversified portfolio strategies for effective asset allocation and investment goals.
Describe how AI tools utilized to analyze financial data, enhance investment and portfolio management.
Course outline
9:00 – 10:30 - 1 hour 30 minutes
1. Introduction to Investment and Portfolio Management
Description:
Understanding Investments: Purpose, returns, and risks.
Fundamentals of Portfolio Theory: Risk-return trade-off and diversification.
Required Rate of Return: Components, including real risk-free rate, inflation, and risk premium
Speaker: MR. PRIMUS LIM
10:45 – 13:00 – 2 hours 15 minutes
2. Quantitative Measures: Risk and Return Analysis
Description:
Quantifying Returns: Historical versus expected rates of return
Measuring Risk: Concepts such as variance, standard deviation, and the coefficient of variation
Risk-Return Profiles: Comparison of different asset classes
Speaker: MR. PRIMUS LIM
14:00 – 15:30 – 1 hour 30 minutes
3. Asset Allocation and Security Selection
Description:
The Importance of Asset Allocation: Policy weights and diversification benefits.
Role of Different Asset Classes: Stocks, bonds, and other instruments.
Building a Diversified Portfolio: Balancing risk and return.
Speaker: MR. PRIMUS LIM
15:45 – 17:30 – 1 hour 45 minutes
4. Applying AI to Investment and Portfolio Management
Description:
Overview of AI in Financial Analysis: Automation and predictive modelling.
AI for Risk Assessment: Identifying patterns and market anomalies.
Integrating AI in Decision-Making: Real-world applications and tools.
All cancellation or rescheduling requests must be made in writing. Cancellation more than 14 working days prior to the training date will incur no charge; cancellations between 7 to 14 working days will incur a 30% fee; cancellations between 3 to 7 working days will incur a 50% fee; and cancellations less than 3 working days prior to the training date or non-attendance will incur 100% of the training fee. One (1) rescheduling is allowed with at least 7 working days’ notice, subject to availability, and any subsequent rescheduling may incur an administrative fee. Participant substitution is allowed at no additional cost. For HRD Corp claimable training, the employer/participant is responsible for any impact on grant approval or claims arising from cancellation or changes.
Payment and Registration Terms and Conditions
Registration will only be confirmed upon receipt of full payment or an official letter of undertaking. PLV Advance Business Consulting Sdn Bhd reserves the right to deny or cancel participation if payment or confirmation is not received prior to the training date. Payment made after the training date may be subject to an administrative charge of up to 10% of the total fee. Participants will be admitted on a first-come, first-served basis and subject to availability. For HRD Corp-funded registrations, the employer is responsible for obtaining HRD Corp’s training grant approval at least three (3) days before this public programme begins. Payment through HRD Corp is subject to the approved grant amount and fulfilment of HRD Corp’s attendance, documentation and claim requirements.
SIDC CPE-Approved Training Programme Attendance Requirements
Participants must comply with the requirements of the Securities Industry Development Corporation (SIDC) to qualify for CPE points. A minimum attendance of 80% of the total training duration is required, supported by official sign-in and sign-out records. Participants who do not meet this requirement (including late arrival or early departure) will not be eligible for SIDC CPE points.
DISCLAIMER
PLV Advance Business Consulting Sdn Bhd reserves the right to make changes to the training venue, date, trainer, delivery mode, or fees, including postponement or cancellation of the programme due to circumstances beyond its control. Participants and employers will be notified accordingly, and any unused payments will be carried forward or managed in accordance with applicable arrangements.
PLV will confirm availability, payment or grant arrangements and joining details. Registration is subject to the conditions in the form.
SIDC CPE: Subject to SIDC CPE requirements. Suitable for CMSRL and ERP holders fulfilling their applicable CPE requirements.
FIMM CPD: This course currently has no FIMM CPD points. PLV can apply for FIMM CPD points, subject to early application and FIMM approval.
HRD Corp: For HRD Corp-funded registrations, the employer is responsible for obtaining training grant approval at least three (3) days before this public programme begins. Payment is subject to the approved grant amount and fulfilment of attendance, documentation and claim requirements.